Filing Details

Accession Number:
0000899243-17-014136
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-23 17:00:33
Reporting Period:
2017-05-19
Filing Date:
2017-05-23
Accepted Time:
2017-05-23 17:00:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
862692 Cryo Cell International Inc CCEL Services-Misc Health & Allied Services, Nec (8090) 223023093
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1529249 L. Mark Portnoy 700 Brooker Creek Blvd.
St. 1800
Oldsmar FL 34677
Co-Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-19 6,000 $5.00 521,576 No 4 P Direct
Common Stock Disposition 2017-05-19 18,000 $5.00 102,029 No 4 S Indirect by partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Indirect by partnership
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,055 Indirect by 401K
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $1.72 2011-12-01 2021-12-01 200,000 200,000 Direct
Common Stock Stock Option $2.90 2011-08-31 2021-08-31 100,000 100,000 Direct
Common Stock Stock Option $3.14 2016-04-15 2026-04-15 59,459 59,459 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-12-01 200,000 200,000 Direct
2021-08-31 100,000 100,000 Direct
2026-04-15 59,459 59,459 Direct
Footnotes
  1. Share of Common Stock held by Capital Asset Fund # 1 Limited Partnership, as to which Mark L. Portnoy may be deemed the beneficial owner as its general partner.
  2. Stock options vest 1/3 on date of grant, 1/3 on December 1, 2016 and 1/3 on December 1, 2017.