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Filing Details

Accession Number:
0001233561-17-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-23 16:38:21
Reporting Period:
2017-05-22
Filing Date:
2017-05-23
Accepted Time:
2017-05-23 16:38:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
930236 Redwood Trust Inc RWT Real Estate Investment Trusts (6798) 680329422
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233561 H Mariann Byerwalter 1 Belvedere Place
Suite 300
Mill Valley CA 94941
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-22 4,381 $16.39 14,695 No 4 M Indirect by Trust
Common Stock Disposition 2017-05-22 4,381 $16.48 10,314 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Deferred Stock Units Disposition 2017-05-22 4,381 $0.00 4,381 $19.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
  2. Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan,based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
  3. Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in November, 2016.
  4. This transaction was executed in multiple trades with prices ranging from $16.38 to $16.54, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  5. Represents fair value of Deferred Stock Units, based on the original grant date fair market value.
  6. Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2017.
  7. No expiration date is applicable to deferred stock units.