Dear Valued Visitor,

We have noticed that you are using an ad blocker software.

Although advertisements on the web pages may degrade your experience, our business certainly depends on them and we can only keep providing you high-quality research based articles as long as we can display ads on our pages.

To view this article, you can disable your ad blocker and refresh this page or simply login.

We only allow registered users to use ad blockers. You can sign up for free by clicking here or you can login if you are already a member.

Filing Details

Accession Number:
0000924168-17-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-19 16:31:56
Reporting Period:
2017-05-19
Filing Date:
2017-05-19
Accepted Time:
2017-05-19 16:31:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
924168 Energy Focus Inc EFOI Electric Lighting & Wiring Equipment (3640) 943021850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1375681 Iii L Ted Tewksbury 32000 Aurora Road
Suite B
Solon OH 44139
Chairman, Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-19 3,333 $3.13 6,666 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $3.43 2018-02-27 2027-02-27 74,165 74,165 Direct
Common Stock Restricted Stock Units $0.00 2018-02-27 2020-02-28 49,443 49,443 Direct
Common Stock Restricted Stock Units $0.00 2018-01-03 2018-01-04 20,621 20,621 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-02-27 74,165 74,165 Direct
2020-02-28 49,443 49,443 Direct
2018-01-04 20,621 20,621 Direct
Footnotes
  1. Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.
  2. Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
  3. Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.
  4. The Restricted Stock Units vest 100% on 01/03/2018.