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Home > Insider Trading > Filing (0001209191-17-033680)

Filing Details

Accession Number:: 0001209191-17-033680
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-05-18 17:36:56
Reporting Period:: 2017-05-17

Filing Date:: 2017-05-18
Accepted Time:: 2017-05-18 17:36:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
851310	Harmonic Inc	HLIT	Radio & Tv Broadcasting & Communications Equipment (3663)	770201147

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1229072	L Harold Covert	4300 North First Street San Jose CA 95134	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-05-17	864	$3.14	1,679	No	4	M	Direct
Common Stock	Disposition	2017-05-17	864	$5.00	815	No	4	S	Direct
Common Stock	Disposition	2017-05-17	815	$5.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option/Right to Buy	Disposition	2017-05-17	864	$3.14	864	$3.14

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
18,150	2017-02-15	2023-03-14	No	4	M	Direct

Footnotes

These shares of common stock were acquired upon the exercise of stock options on 5/17/2017. These options were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.