Filing Details

Accession Number:
0001140361-17-021383
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-18 16:57:38
Reporting Period:
2017-05-16
Filing Date:
2017-05-18
Accepted Time:
2017-05-18 16:57:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1481792 Quadaphics Inc. QUAD Commercial Printing (2750) 391152983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495365 A David Blais C/O Quad/Graphics, Inc.
N61 W23044 Harry'S Way
Sussex WI 53089
Executive Vice President * No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-05-16 100 $14.14 109,212 No 4 M Direct
Class A Common Stock Disposition 2017-05-16 100 $24.50 109,112 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options (Right to Buy) Disposition 2017-05-16 100 $0.00 100 $14.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,829 2022-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 5,136 Indirect By 401(a) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 2,757 2,757 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 5,775 5,775 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 6,350 6,350 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 5,250 5,250 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 5,250 5,250 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 10,000 10,000 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 10,000 10,000 Direct
Class A Common Stock Stock Options (Right to Buy) $29.37 2018-01-31 20,000 20,000 Direct
Class A Common Stock Stock Options (Right to Buy) $16.62 2020-01-31 30,000 30,000 Direct
Class A Common Stock Stock Options (Right to Buy) $41.26 2021-01-01 23,929 23,929 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-11-18 2,757 2,757 Direct
2021-11-18 5,775 5,775 Direct
2021-11-18 6,350 6,350 Direct
2021-11-18 5,250 5,250 Direct
2021-11-18 5,250 5,250 Direct
2021-11-18 10,000 10,000 Direct
2021-11-18 10,000 10,000 Direct
2018-01-31 20,000 20,000 Direct
2020-01-31 30,000 30,000 Direct
2021-01-01 23,929 23,929 Direct
Footnotes
  1. Became exercisable as to 1,654 shares on May 14, 2012, and become exercisable ratably over the next two years with respect to the remaining shares beginning on November 18, 2012.
  2. Became exercisable as to 3,675 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  3. Became exercisable as to 2,675 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  4. Became exercisable as to 3,150 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  5. Became exercisable as to 2,887 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  6. Became exercisable as to 4,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  7. Became exercisable as to 8,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  8. Became exercisable as to 6,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  9. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
  10. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.