Filing Details
- Accession Number:
- 0001122304-17-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-18 16:49:55
- Reporting Period:
- 2017-05-16
- Filing Date:
- 2017-05-18
- Accepted Time:
- 2017-05-18 16:49:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122304 | Aetna Inc | AET | Hospital & Medical Service Plans (6324) | 232229683 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1352552 | T Mark Bertolini | 151 Farmington Avenue Hartford CT 06156 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-16 | 308,642 | $48.65 | 659,888 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-16 | 205,095 | $141.86 | 454,793 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-05-17 | 102,027 | $140.78 | 352,766 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-17 | 1,520 | $141.27 | 351,246 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2017-05-16 | 308,642 | $48.65 | 308,642 | $48.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-07-27 | 2017-07-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 295,436 | Indirect | By 2016 GRAT |
| Common Stock | 158,635 | Indirect | By 2017 GRAT |
| Common Stock | 120,000 | Indirect | by 2016 CLAT |
Footnotes
- Stock Appreciation Right is net settled; amount represents withholding of shares by the Company to pay exercise price and taxes.
- The price reported is average weighted share price. These shares were sold in multiple transactions at prices ranging from $140.24 to $141.235, inclusive.
- The price reported is average weighted share price. These shares were sold in multiple transactions at prices ranging from $141.24 to $141.35, inclusive.
- On May 12, 2017, 158,635 shares were transferred to sole account to satisfy 2016 Grantor Retained Annuity Trust ("GRAT") annuity obligation.
- Represents shares held in GRAT where Mr. Bertolini is sole trustee.
- On May 16, 2017, 158,635 shares from sole account were voluntarily transferred to 2017 GRAT.
- Represents shares held in Charitable Lead Annuity Trust ("CLAT") where Mr. Bertolini is investment advisor.
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