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Filing Details

Accession Number:
0001122304-17-000046
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-18 16:49:55
Reporting Period:
2017-05-16
Filing Date:
2017-05-18
Accepted Time:
2017-05-18 16:49:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122304 Aetna Inc AET Hospital & Medical Service Plans (6324) 232229683
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1352552 T Mark Bertolini 151 Farmington Avenue
Hartford CT 06156
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-16 308,642 $48.65 659,888 No 4 M Direct
Common Stock Disposition 2017-05-16 205,095 $141.86 454,793 No 4 F Direct
Common Stock Disposition 2017-05-17 102,027 $140.78 352,766 No 4 S Direct
Common Stock Disposition 2017-05-17 1,520 $141.27 351,246 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2017-05-16 308,642 $48.65 308,642 $48.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-07-27 2017-07-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 295,436 Indirect By 2016 GRAT
Common Stock 158,635 Indirect By 2017 GRAT
Common Stock 120,000 Indirect by 2016 CLAT
Footnotes
  1. Stock Appreciation Right is net settled; amount represents withholding of shares by the Company to pay exercise price and taxes.
  2. The price reported is average weighted share price. These shares were sold in multiple transactions at prices ranging from $140.24 to $141.235, inclusive.
  3. The price reported is average weighted share price. These shares were sold in multiple transactions at prices ranging from $141.24 to $141.35, inclusive.
  4. On May 12, 2017, 158,635 shares were transferred to sole account to satisfy 2016 Grantor Retained Annuity Trust ("GRAT") annuity obligation.
  5. Represents shares held in GRAT where Mr. Bertolini is sole trustee.
  6. On May 16, 2017, 158,635 shares from sole account were voluntarily transferred to 2017 GRAT.
  7. Represents shares held in Charitable Lead Annuity Trust ("CLAT") where Mr. Bertolini is investment advisor.