Filing Details
- Accession Number:
- 0001249155-17-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-17 20:28:13
- Reporting Period:
- 2017-05-15
- Filing Date:
- 2017-05-17
- Accepted Time:
- 2017-05-17 20:28:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1477246 | S&W Seed Co | SANW | Agricultural Production-Crops (100) | 271275784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1573792 | Charles Dennis Jury | 5 Lochness Avenue Torrens Park Sa C3 5062 | Evp Operations And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-05-15 | 1,000 | $4.20 | 104 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 225,838 | Indirect | By Retirement Fund |
Footnotes
- The sale transaction was a private sale between the Issuer's Executive Vice President of Operations and the Financial Controller of its wholly-owned subsidiary, Seed Genetics International Pty Ltd.
- These shares are owned directly by the Jury Bain Superannuation Fund, a retirement fund of which the reporting person is the beneficiary.
Billionaire Hedge Funds
