Filing Details

Accession Number:
0001665981-17-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-17 20:19:48
Reporting Period:
2017-05-16
Filing Date:
2017-05-17
Accepted Time:
2017-05-17 20:19:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1665981 E. Brian Brown C/O Ellie Mae, Inc.
4420 Rosewood Drive, Suite 500
Pleasanton CA 94588
Evp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-16 405 $29.96 16,112 No 4 M Direct
Common Stock Disposition 2017-05-16 405 $107.50 15,707 No 4 S Direct
Common Stock Disposition 2017-05-16 569 $107.50 15,138 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-05-16 405 $0.00 405 $29.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
676 2024-02-18 No 4 M Direct
Footnotes
  1. The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan.
  2. The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
  3. This number represents shares of Common Stock sold upon vesting of restricted stock units.
  4. Option vests with respect to 25% of the shares subject thereto on February 18, 2015, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 18, 2018.
  5. The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.