Filing Details

Accession Number:
0001209191-17-033376
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-17 18:28:27
Reporting Period:
2017-05-15
Filing Date:
2017-05-17
Accepted Time:
2017-05-17 18:28:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
29002 Diodes Inc L DIOD Semiconductors & Related Devices (3674) 952039518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196530 A Mark King 4949 Hedgcoxe Road
Suite 200
Plano TX 75024
Svp Sales & Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Diodes Incorporated Common Stock Acquisiton 2017-05-15 8,056 $24.66 100,158 No 4 M Direct
Diodes Incorporated Common Stock Disposition 2017-05-15 7,967 $26.55 92,191 No 4 S Direct
Diodes Incorporated Common Stock Acquisiton 2017-05-16 17,444 $24.66 109,635 No 4 M Direct
Diodes Incorporated Common Stock Disposition 2017-05-16 17,253 $26.54 92,382 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Diodes Incorporated Common Stock - Diodes 5/31/2007 DIOD NQSO Disposition 2017-05-15 8,056 $0.00 8,056 $24.66
Diodes Incorporated Common Stock - Diodes 5/31/2007 DIOD NQSO Disposition 2017-05-16 17,444 $0.00 17,444 $24.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,444 2008-05-31 2017-05-31 No 4 M Direct
0 2008-05-31 2017-05-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Diodes Incorporated Common Stock - Performance Stock Units 20,332 Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $26.75, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.23 to $26.79, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
  3. Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.