Filing Details
- Accession Number:
- 0001209191-17-033363
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-17 18:24:22
- Reporting Period:
- 2017-05-15
- Filing Date:
- 2017-05-17
- Accepted Time:
- 2017-05-17 18:24:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1462633 | Jive Software Inc. | JIVE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180246 | Anthony Zingale | C/O Jive Software, Inc. 300 Orchard City Drive, Suite 100 Campbell CA 95008 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-15 | 547,361 | $1.75 | 599,380 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-15 | 377,667 | $5.30 | 221,713 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-15 | 547,361 | $0.00 | 547,361 | $1.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-06-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 110,000 | Indirect | See footnote |
| Common Stock | 34 | Indirect | See footnote |
| Common Stock | 2,000 | Indirect | See footnote |
Footnotes
- This was a "sell to cover" transaction to cover tax withholding obligations and does not represent a discretionary trade by the Reporting Person.
- This is the weighted average sale price of the shares sold, which ranged from $5.30 to $5.325 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares held by The Anthony Zingale CRUT UA DTD 12/16/2012, for which the Reporting Person serves as the trustee and beneficiary.
- Shares held by The Anthony Zingale Living Trust, for which the Reporting Person serves as the trustee and beneficiary.
- Shares held by The Sam Maxwell Zingale Trust U/A DTD 12-11-00, for which the Reporting Person serves as a co-trustee.
- The shares underlying the option were fully vested and exercisable.
- Reflects the transfer of options pursuant to the terms of a marital settlement agreement.
Billionaire Hedge Funds
