Filing Details
- Accession Number:
- 0001562180-17-001975
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-17 18:08:10
- Reporting Period:
- 2017-05-15
- Filing Date:
- 2017-05-17
- Accepted Time:
- 2017-05-17 18:08:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518729 | Bruce Wallace | 3005 Tasman Drive Santa Clara CA 95054 | Chief Digital Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-15 | 1,028 | $105.18 | 14,248 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-15 | 1,772 | $129.81 | 16,020 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-15 | 1,460 | $107.98 | 17,480 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-15 | 2,350 | $71.11 | 19,830 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-15 | 180 | $105.18 | 20,010 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-15 | 100 | $182.96 | 19,910 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-15 | 6,690 | $182.16 | 13,220 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-15 | 2,000 | $183.98 | 11,220 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2017-05-15 | 1,772 | $0.00 | 1,772 | $129.81 |
| Common Stock | Stock Option | Disposition | 2017-05-15 | 1,460 | $0.00 | 1,460 | $107.98 |
| Common Stock | Stock Option | Disposition | 2017-05-15 | 180 | $0.00 | 180 | $105.18 |
| Common Stock | Stock Option | Disposition | 2017-05-15 | 1,028 | $0.00 | 1,028 | $105.18 |
| Common Stock | Stock Option | Disposition | 2017-05-15 | 2,350 | $0.00 | 2,350 | $71.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,770 | 2022-05-01 | No | 4 | M | Direct | |
| 1,460 | 2021-04-29 | No | 4 | M | Direct | |
| 4,649 | 2023-05-02 | No | 4 | M | Direct | |
| 3,621 | 2023-05-02 | No | 4 | M | Direct | |
| 0 | 2020-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 313 | Indirect | By 401(k)/ESOP |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $181.90 to $182.89; the price reported above reflects the weighted average sale price.
- 25%/4yr beginning on 01-May-2016.
- 25%/4yr beginning on 29-Apr-2015.
- 25%/4yr beginning on 02-May-2017.
- 25%/4yr beginning on 30-Apr-2014.
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