Filing Details

Accession Number:
0000899243-17-013506
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-17 16:16:45
Reporting Period:
2017-05-15
Filing Date:
2017-05-17
Accepted Time:
2017-05-17 16:16:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569391 Kcg Holdings Inc. KCG Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580394 Nick Ogurtsov Kcg Holdings, Inc.,
300 Vesey Street
New York NY 10282
Coo And Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2017-05-15 51,101 $0.00 109,650 No 4 M Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2017-05-15 51,101 $0.00 58,549 No 4 S Direct
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2017-05-16 120,360 $0.00 178,909 No 4 M Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2017-05-16 120,360 $0.00 58,549 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options (right to buy) Disposition 2017-05-15 51,101 $0.00 51,101 $8.24
Class A Common Stock Stock Options (right to buy) Disposition 2017-05-16 120,360 $0.00 120,360 $8.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
120,360 2018-08-12 No 4 M Direct
0 2018-08-12 No 4 M Direct
Footnotes
  1. Reflects the exercise by the Reporting Person of Stock Options granted by KCG Holdings, Inc. under the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan.
  2. Represents the sale of 51,101 shares in multiple transactions at prices ranging from $19.83 to $19.88 per share, resulting in a weighted average sale price per share of $19.85. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
  3. Represents the sale of 120,360 shares in multiple transactions at prices ranging from $19.81 to $19.85 per share, resulting in a weighted average sale price per share of $19.82. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
  4. Stock options granted by KCG Holdings, Inc. under the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. The options vested in full on July 1, 2016.