Filing Details

Accession Number:
0001209191-17-033011
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-17 15:28:26
Reporting Period:
2017-05-16
Filing Date:
2017-05-17
Accepted Time:
2017-05-17 15:28:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311241 Intermolecular Inc IMI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
949119 Iii I Lloyd Miller 3300 South Dixie Highway
Suite 1-365
West Palm Beach FL 33405
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-16 8,125 $0.85 2,760,287 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2017-05-16 1,200 $0.85 2,761,487 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 320,136 Indirect By Trust A-3 - Lloyd I. Miller
Common Stock 49,318 Indirect By LIMFAM LLC
Common Stock 14,149 Indirect By Milfam I L.P.
Common Stock 1,780,911 Indirect By Milfam II L.P.
Common Stock 70,368 Direct
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.