Filing Details

Accession Number:
0001140361-17-021066
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-16 21:28:14
Reporting Period:
2017-05-12
Filing Date:
2017-05-16
Accepted Time:
2017-05-16 21:28:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1615165 Veritone Inc. VERI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1077131 Iii Louis G Graziadio 149 Palos Verdes Blvd.
Suite G
Redondo Beach CA 90277
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-12 2,500 $15.00 2,500 No 4 P Indirect By Marianna Trust
Common Stock Acquisiton 2017-05-12 1,706 $14.56 4,206 No 4 P Indirect By Marianna Trust
Common Stock Acquisiton 2017-05-12 569 $13.78 4,775 No 4 P Indirect By Marianna Trust
Common Stock Acquisiton 2017-05-12 6,856 $15.64 6,856 No 4 P Indirect By Annuity Trust
Common Stock Acquisiton 2017-05-12 1,430 $15.00 1,430 No 4 P Indirect By Foundation
Common Stock Acquisiton 2017-05-12 349 $15.64 1,779 No 4 P Indirect By Foundation
Common Stock Acquisiton 2017-05-12 541 $14.56 2,320 No 4 P Indirect By Foundation
Common Stock Acquisiton 2017-05-12 180 $13.78 2,500 No 4 P Indirect By Foundation
Common Stock Acquisiton 2017-05-12 15,000 $15.00 15,000 No 4 P Indirect By Boss Holdings
Common Stock Acquisiton 2017-05-12 34,805 $14.56 49,805 No 4 P Indirect By Boss Holdings
Common Stock Acquisiton 2017-05-12 11,601 $13.78 61,406 No 4 P Indirect By Boss Holdings
Common Stock Acquisiton 2017-05-12 1,430 $15.00 1,430 No 4 P Indirect By Western Metals
Common Stock Acquisiton 2017-05-12 2,144 $14.56 3,574 No 4 P Indirect By Western Metals
Common Stock Acquisiton 2017-05-12 715 $13.78 4,289 No 4 P Indirect By Western Metals
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Marianna Trust
No 4 P Indirect By Marianna Trust
No 4 P Indirect By Marianna Trust
No 4 P Indirect By Annuity Trust
No 4 P Indirect By Foundation
No 4 P Indirect By Foundation
No 4 P Indirect By Foundation
No 4 P Indirect By Foundation
No 4 P Indirect By Boss Holdings
No 4 P Indirect By Boss Holdings
No 4 P Indirect By Boss Holdings
No 4 P Indirect By Western Metals
No 4 P Indirect By Western Metals
No 4 P Indirect By Western Metals
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.30 to $15.14, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.31 to $14.20, inclusive. Mr. Graziadio undertakes to provide to Veritone, Inc. ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
  3. These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of Mr. Graziadio's minor child, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his minor child in such shares.
  4. These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and Mr. Graziadio's minor children are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his minor children in such shares.
  5. These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by Mr. Graziadio's parents, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares.
  6. These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares.
  7. These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares.