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Filing Details

Accession Number:
0001209191-17-032874
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-16 18:37:26
Reporting Period:
2017-05-12
Filing Date:
2017-05-16
Accepted Time:
2017-05-16 18:37:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319815 Maxwell Technologies Inc MXWL Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 952390133
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1416939 David Lyle 3888 Calle Fortunada
San Diego CA 92123
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-12 9,631 $0.00 17,411 No 4 M Direct
Common Stock Acquisiton 2017-05-12 13,003 $0.00 30,414 No 4 M Direct
Common Stock Acquisiton 2017-05-12 20,680 $0.00 51,094 No 4 M Direct
Common Stock Disposition 2017-05-12 16,378 $5.96 34,716 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-05-12 9,631 $0.00 9,631 $0.00
Common Stock Restricted Stock Units Disposition 2017-05-12 13,003 $0.00 13,003 $0.00
Common Stock Restricted Stock Units Disposition 2017-05-12 20,680 $0.00 20,680 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,890 No 4 M Direct
26,006 No 4 M Direct
0 No 4 M Direct
Footnotes
  1. These units do not carry a conversion price.
  2. These shares were sold in the open market in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock unit awards.
  3. Award vests in annual installments over 4 years as long as the holder remains in service to the Company. Vested shares will be delivered to the holder shortly after the vesting date.
  4. These units do not expire.
  5. This settlement is related to restricted stock units received under the Company's short-term incentive bonus plan. Restricted stock units received under the short-term incentive bonus plan were fully vested upon grant.