Filing Details
- Accession Number:
- 0001179706-17-000130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-16 18:30:17
- Reporting Period:
- 2017-05-15
- Filing Date:
- 2017-05-16
- Accepted Time:
- 2017-05-16 18:30:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1645590 | Hewlett Packard Enterprise Co | HPE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1584883 | P Kirt Karros | C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304 | Svp, Finance & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-05-15 | 20,344 | $18.90 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2017-05-10 | 56,797 | $0.00 | 56,797 | $11.01 |
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2017-05-10 | 6,650 | $0.00 | 6,650 | $11.28 |
| Common Stock | Restricted Stock Umits | Acquisiton | 2017-01-04 | 138 | $0.00 | 138 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 113,596 | 2016-11-02 | 2023-11-02 | No | 4 | M | Direct |
| 13,301 | 2016-12-09 | 2023-12-09 | No | 4 | M | Direct |
| 24,160 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/17.
- To clarify the reporting on 05/12/17: the trading plan is 03/09/17; the coding under Column 5 of the options exercised is "D"; and the 12/07/16 RSU grant vesting footnote is 8,002 vesting on each of 12/07/17, 12/07/18 and 12/07/19. There are no other reportable changes to that filing.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- This option vested and became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
- As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.
- As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,002 of which vests on each of 12/07/17, 12/07/18, and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 50.5392,dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (6) above.
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