Filing Details

Accession Number:
0001209191-17-032680
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-16 16:35:47
Reporting Period:
2017-05-12
Filing Date:
2017-05-16
Accepted Time:
2017-05-16 16:35:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616862 Axalta Coating Systems Ltd. AXTA Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 981073028
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1620394 M. Sean Lannon Two Commerce Square
2001 Market Street Suite 3600
Philadelphia PA 19103
Vp Corp Fin & Controller, Pao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-05-12 1,282 $0.00 4,088 No 4 M Direct
Common Shares Acquisiton 2017-05-12 11,538 $0.00 15,626 No 4 M Direct
Common Shares Disposition 2017-05-15 4,340 $31.35 11,286 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Restricted Stock Unit Disposition 2017-05-12 1,282 $0.00 1,282 $0.00
Common Shares Restricted Stock Unit Disposition 2017-05-12 11,538 $0.00 11,538 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,283 No 4 M Direct
11,538 No 4 M Direct
Footnotes
  1. Restricted stock units convert into common shares on a one-for-one basis.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted stock units granted on May 12, 2015.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.35 to $31.37. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. On May 12, 2015, the reporting person was granted 3,846 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date.
  5. On May 12, 2015, the reporting person was granted 23,076 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.