Filing Details
- Accession Number:
- 0001209191-17-032617
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-16 16:09:32
- Reporting Period:
- 2015-05-15
- Filing Date:
- 2017-05-16
- Accepted Time:
- 2017-05-16 16:09:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1288469 | Maxlinear Inc | MXL | Semiconductors & Related Devices (3674) | 141896129 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1534350 | J. Michael Lachance | C/O Maxlinear, Inc. 5966 La Place Court, Suite 100 Carlsbad CA 92008 | Vice President, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-15 | 15,000 | $5.45 | 84,734 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-15 | 15,000 | $31.06 | 69,734 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-15 | 25,000 | $31.16 | 44,734 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-05-15 | 15,000 | $0.00 | 15,000 | $5.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-11-04 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average share price of an aggregate total of 15,000 shares sold in the price range of $31.03 to $31.07 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 25,000 shares sold in the price range of $31.11 to $31.205 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each such date, twenty five percent (25%) of the 30,000 shares subject to the option vested and became exercisable on November 4, 2012, and one forty-eighth (1/48th) of the shares subject to the option vested and became exercisable each month thereafter, such that the option became fully vested and exercisable on the November 4, 2015.
Billionaire Hedge Funds
