Filing Details
- Accession Number:
- 0001247539-17-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-16 10:31:23
- Reporting Period:
- 2017-05-12
- Filing Date:
- 2017-05-16
- Accepted Time:
- 2017-05-16 10:31:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 277638 | Davey Tree Expert Co | NONE | Agricultural Services (700) | 340176110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247539 | A Steven Marshall | 1500 North Mantua Street Kent OH 44240 | Ex Vp & Asst. To The President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-05-12 | 8,777 | $35.20 | 45,430 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-05-12 | 6,000 | $16.60 | 51,430 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-12 | 2,830 | $35.20 | 48,600 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-05-12 | 1,049 | $35.20 | 47,551 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-05-12 | 3,000 | $23.20 | 50,551 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-12 | 1,978 | $35.20 | 48,573 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-05-12 | 339 | $35.20 | 48,234 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-05-12 | 3,000 | $26.40 | 51,234 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-12 | 2,250 | $35.20 | 48,984 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-05-12 | 248 | $35.20 | 48,736 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-05-12 | 2,000 | $30.10 | 50,736 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-12 | 1,711 | $35.20 | 49,025 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-05-12 | 96 | $35.20 | 48,929 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-05-12 | 5,000 | $16.40 | 53,929 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-12 | 5,000 | $16.60 | 58,929 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-12 | 5,000 | $18.40 | 63,929 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-12 | 5,000 | $19.70 | 68,929 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-12 | 5,890 | $23.20 | 74,819 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-12 | 6,200 | $26.40 | 81,019 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-12 | 6,200 | $30.10 | 87,219 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-12 | 6,200 | $32.70 | 93,419 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-12 | 3,100 | $35.20 | 96,519 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-12 | 32,793 | $35.20 | 63,726 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-05-12 | 4,898 | $35.20 | 58,828 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-05-12 | 6,000 | $0.00 | 6,000 | $16.60 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-05-12 | 3,000 | $0.00 | 3,000 | $23.20 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-05-12 | 3,000 | $0.00 | 3,000 | $26.40 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-05-12 | 2,000 | $0.00 | 2,000 | $30.10 |
| Common Stock | Stock Appreciation Rights (2009) | Disposition | 2017-05-12 | 5,000 | $0.00 | 5,000 | $16.40 |
| Common Stock | Stock Appreciation Rights (2010) | Disposition | 2017-05-12 | 5,000 | $0.00 | 5,000 | $16.60 |
| Common Stock | Stock Appreciation Rights (2011) | Disposition | 2017-05-12 | 5,000 | $0.00 | 5,000 | $18.40 |
| Common Stock | Stock Appreciation Rights (2012) | Disposition | 2017-05-12 | 5,000 | $0.00 | 5,000 | $19.70 |
| Common Stock | Stock Appreciation Rights (2013) | Disposition | 2017-05-12 | 5,890 | $0.00 | 5,890 | $23.20 |
| Common Stock | Stock Appreciation Rights (2014) | Disposition | 2017-05-12 | 6,200 | $0.00 | 6,200 | $26.40 |
| Common Stock | Stock Appreciation Rights (2015) | Disposition | 2017-05-12 | 6,200 | $0.00 | 6,200 | $30.10 |
| Common Stock | Stock Appreciation Rights (2016) | Disposition | 2017-05-12 | 6,200 | $0.00 | 6,200 | $32.70 |
| Common Stock | Stock Appreciation Rights (2017) | Disposition | 2017-05-12 | 3,100 | $0.00 | 3,100 | $35.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-11-01 | 2020-11-01 | No | 4 | M | Direct |
| 0 | 2014-06-24 | 2023-06-24 | No | 4 | M | Direct |
| 0 | 2015-06-30 | 2024-06-30 | No | 4 | M | Direct |
| 0 | 2016-06-29 | 2025-06-29 | No | 4 | M | Direct |
| 0 | 2010-03-10 | 2018-12-31 | No | 4 | M | Direct |
| 0 | 2011-03-09 | 2019-12-31 | No | 4 | M | Direct |
| 0 | 2012-03-09 | 2020-12-31 | No | 4 | M | Direct |
| 0 | 2013-03-07 | 2021-12-31 | No | 4 | M | Direct |
| 0 | 2014-03-07 | 2022-12-31 | No | 4 | M | Direct |
| 0 | 2015-03-07 | 2023-12-31 | No | 4 | M | Direct |
| 0 | 2016-03-06 | 2024-12-31 | No | 4 | M | Direct |
| 0 | 2017-03-04 | 2025-12-31 | No | 4 | M | Direct |
| 0 | 2018-03-14 | 2026-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 63,393 | Indirect | By 401(k) Plan |
Footnotes
- Common shares withheld as payment for the exercise of options.
- Payment of taxes in connection with netting of exercised option shares.
- Payment of taxes in connection with SARs pay-out.
- The securities reported herein were acquired pursuant to The Davey Tree Expert Company's Employee Stock Ownership Plan and were accrued in the reporting person's account on the indicated date. This total reflects accumulation of 63,392.6300 common shares acquired through the Company's 401(K) benefit plan as of May 12, 2017, based on internal records.
- This option vested and became fully exercisable on November 1, 2015.
- These shares vested and became fully exercisable upon Mr. Marshall's retirement.
- Exercise of SARs which became fully vested upon Mr. Marshall's retirement.
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