Filing Details

Accession Number:
0001028734-17-000082
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-15 19:47:12
Reporting Period:
2017-05-12
Filing Date:
2017-05-15
Accepted Time:
2017-05-15 19:47:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1028734 Cobiz Financial Inc COBZ National Commercial Banks (6021) 840826324
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311125 Robert Ostertag 1401 Lawrence St., Ste.1200
Denver CO 80202
Chief Credit Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-12 150 $6.86 68,930 No 4 M Direct
Common Stock Disposition 2017-05-12 99 $16.02 68,831 No 4 S Direct
Common Stock Acquisiton 2017-05-12 5,667 $7.54 74,498 No 4 M Direct
Common Stock Disposition 2017-05-12 3,877 $16.02 70,621 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-05-12 150 $0.00 150 $6.86
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-05-12 5,667 $0.00 5,667 $7.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-05-18 2019-07-18 No 4 M Direct
0 2013-05-19 2017-05-19 No 4 M Direct
Footnotes
  1. Average sales price with a range of $16.00 to $16.09.