Filing Details

Accession Number:
0001209191-17-032245
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-15 11:42:44
Reporting Period:
2017-05-11
Filing Date:
2017-05-15
Accepted Time:
2017-05-15 11:42:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
851310 Harmonic Inc HLIT Radio & Tv Broadcasting & Communications Equipment (3663) 770201147
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229072 L Harold Covert 4300 North First Street
San Jose CA 95134
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-05-11 11,444 $5.14 0 No 4 S Direct
Common Stock Acquisiton 2017-05-11 1,728 $3.14 1,728 No 4 M Direct
Common Stock Disposition 2017-05-11 1,728 $5.15 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option/Right to Buy Disposition 2017-05-11 1,728 $3.14 1,728 $3.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,014 2017-02-15 2023-03-14 No 4 M Direct
Footnotes
  1. These shares of common stock were acquired upon the exercise of stock options on 5/11/2017. These options were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.