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Filing Details

Accession Number:: 0001179706-17-000128
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-05-12 16:30:22
Reporting Period:: 2017-05-10

Filing Date:: 2017-05-12
Accepted Time:: 2017-05-12 16:30:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1645590	Hewlett Packard Enterprise Co	HPE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1584883	P Kirt Karros	C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304	Svp, Finance & Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-05-10	56,797	$11.01	56,797	No	4	M	Direct
Common Stock	Disposition	2017-05-10	56,797	$18.99	0	No	4	S	Direct
Common Stock	Acquisiton	2017-05-10	6,650	$11.28	6,650	No	4	M	Direct
Common Stock	Disposition	2017-05-10	6,650	$18.99	0	No	4	S	Direct
Common Stock	Acquisiton	2017-05-11	31,621	$18.86	31,621	No	4	M	Direct
Common Stock	Disposition	2017-05-11	11,883	$18.86	19,738	No	4	F	Direct
Common Stock	Acquisiton	2017-05-11	971	$18.86	20,709	No	4	M	Direct
Common Stock	Disposition	2017-05-11	365	$18.86	20,344	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to buy)	Acquisiton	2017-05-10	56,797	$0.00	56,797	$11.01
Common Stock	Employee Stock Option (Right to buy)	Acquisiton	2017-05-10	6,650	$0.00	6,650	$11.28
Common Stock	Restricted Stock Units	Disposition	2017-05-11	31,621	$0.00	31,621	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2017-01-04	217	$0.00	217	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2017-01-04	76	$0.00	76	$0.00
Common Stock	Restricted Stock Umits	Acquisiton	2017-01-04	138	$0.00	138	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
113,596	2016-11-02	2023-11-02	No	4	M	Direct
13,301	2016-12-09	2023-12-09	No	4	M	Direct
32,590			No	4	M	Direct
38,565			No	4	A	Direct
13,547			No	4	A	Direct
24,160			No	4	A	Direct

Footnotes

The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/19/17.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
This option vested and became exercisable beginning on this date.
This option is no longer exercisable beginning on this date.
As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment.
As previously reported, on 05/11/15, the reporting person was granted 40,059 restricted stock units ("RSUs"), 24,015 of which vested on 05/11/16, and 31,621 of which vested on 05/11/17, and 31,621 of which will vest on and 05/11/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 133.1377 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 229.6497 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. The number of derivative securities in column 5 includes 971 vested dividend equivalent rights and a de minimus adjustment of 0.9480 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
As previously reported, on 11/02/15 the reporting person was granted 43,133 RSUs, 14,377 of which vested on 11/02/16, and 18,931 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 79.7075 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 137.4877 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
As previously reported, on 12/09/15 the reporting person was granted 15,152 RSUs, 5,050 of which vested on 12/09/16, and 6,650 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 28.0013 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 48.2961 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.
As previously reported, on 12/07/16 the reporting person was granted 18,233 RSUs, 8,002 of which vests on each of 12/07/17, and 6,650 of which will vest on each of 12/09/17, 12/09/18. Dividend equivalent rights accrue with respe6t to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 50.5392,dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17, and 87.1726 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment noted in footnote (5) above.