Filing Details

Accession Number:
0001209191-17-031687
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-11 20:38:30
Reporting Period:
2017-05-09
Filing Date:
2017-05-11
Accepted Time:
2017-05-11 20:38:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113232 Axcelis Technologies Inc ACLS Special Industry Machinery, Nec (3559) 341818596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1411134 J William Bintz 108 Cherry Hill Drive
Beverly MA 01915
Evp, Product Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-09 35,250 $6.40 78,417 No 4 M Direct
Common Stock Acquisiton 2017-05-09 25,992 $6.40 104,409 No 4 M Direct
Common Stock Acquisiton 2017-05-09 2,331 $7.20 106,740 No 4 M Direct
Common Stock Disposition 2017-05-09 63,573 $21.07 43,167 No 4 S Direct
Common Stock Acquisiton 2017-05-10 22,669 $7.20 65,836 No 4 M Direct
Common Stock Disposition 2017-05-10 22,669 $21.00 43,167 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-05-09 35,250 $0.00 35,250 $6.40
Common Stock Stock option (right to buy) Disposition 2017-05-09 25,992 $0.00 25,992 $6.40
Common Stock Stock option (right to buy) Disposition 2017-05-09 2,331 $0.00 2,331 $7.20
Common Stock Stock option (right to buy) Disposition 2017-05-10 22,669 $0.00 22,669 $7.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-07-15 2020-07-15 No 4 M Direct
0 2015-07-15 2021-07-15 No 4 M Direct
47,669 2016-07-15 2021-07-15 No 4 M Direct
25,000 2016-07-15 2021-07-15 No 4 M Direct
Footnotes
  1. Of the shares held as of May 9 and May 10, 2017, 20,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forefeiture.
  2. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.65, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
  3. 50,000 options were granted on July 15, 2014 and were vested as to 50% of the options as of May 9, 2017. Of the remaining 47,669 options held by the executive after the sales on that date,22,669 were vested, and 12,500 will vest on each of July 15, 2017 and July 15, 2018, if the officer remains in the service of the Company on such vesting dates.
  4. 50,000 options were granted on July 15, 2014 and were vested as to 50% of the options as of May 10, 2017. Of the remaining 25,000 options held by the executive after the sales on that date, 12,500 will vest on each of July 15, 2017 and July 15, 2018, if the officer remains in the service of the Company on such vesting dates.