Filing Details
- Accession Number:
- 0001094392-17-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-11 12:23:47
- Reporting Period:
- 2017-05-09
- Filing Date:
- 2017-05-11
- Accepted Time:
- 2017-05-11 12:23:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094392 | Rudolph Technologies Inc | RTEC | Industrial Instruments For Measurement, Display, And Control (3823) | 223531208 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1132849 | R Steven Roth | C/O Rudolph Technologies, Inc. 16 Jonspin Road Wilmington MA 01887 | Senior Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-09 | 56,000 | $6.80 | 143,324 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-09 | 27,978 | $24.15 | 115,346 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-05-09 | 10,000 | $24.12 | 105,346 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-10 | 10,000 | $24.65 | 95,346 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-05-11 | 8,000 | $24.26 | 87,346 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-05-09 | 56,000 | $6.80 | 56,000 | $6.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-08-20 | 2019-08-20 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld by Issuer to satisfy obligations to exercise stock options in connection with the stock option grants previously received by the Reporting Person.
- 20% of the shares of Common Stock subject to the Option becomes exercisable each year on the grant date.
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