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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-05-10 16:44:19
Reporting Period:
Filing Date:
Accepted Time:
2017-05-10 16:44:19
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1457612 Genocea Biosciences Inc. GNCA Biological Products, (No Disgnostic Substances) (2836) 510596811
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604689 Jonathan Poole C/o Genocea Biosciences, Inc.
100 Acorn Park Drive, 5Th Floor
Cambridge MA 02140
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-03 7,937 $0.00 25,150 No 4 A Direct
Common Stock Acquisiton 2017-05-03 23,810 $0.00 48,960 No 4 A Direct
Common Stock Disposition 2017-05-08 6,213 $6.51 42,747 No 4 S Direct
Common Stock Disposition 2017-05-10 3,500 $6.13 39,247 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
No 4 F Direct
  1. The restricted stock units ("RSUs") were granted in accordance with Genocea Biosciences, Inc.'s (the "Company") 2014 Equity Incentive Plan (the "Plan") and vested immediately upon grant.
  2. The RSUs were granted in accordance with the Plan and will vest in full 18 months from the grant date, subject to Mr. Poole's continued employment with the Company.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $6.50 to $6.54, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. Shares sold to cover taxes on RSUs that vested on May 3, 2017.