Filing Details

Accession Number:
0001209191-17-031310
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-10 16:37:54
Reporting Period:
2017-05-09
Filing Date:
2017-05-10
Accepted Time:
2017-05-10 16:37:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1624899 Steris Plc STE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235611 J Michael Tokich C/O Chancery House, 190 Waterside Road
Hamilton Industrial Park
Leicester X0 LE5 1QZ
Svp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, 10 Pence Par Value Acquisiton 2017-05-09 13,600 $26.41 58,106 No 4 M Direct
Ordinary Shares, 10 Pence Par Value Disposition 2017-05-09 13,600 $76.00 44,506 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Disposition 2017-05-09 13,600 $0.00 13,600 $26.41
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-03-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares, 10 Pence Par Value 3,326 Indirect See Footnote Below.
Footnotes
  1. This exercise and sale of a total of 13,600 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 28, 2016.
  2. 27,200 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 7,000 on May 31, 2017; 4,500 on May 30, 2018; 7,000 on May 28, 2019; 4,000 on October 1, 2019 and 4,700 on June 1, 2020.
  3. Units representing 3,326 ordinary share equivalents are held on behalf of the Reporting Person under the STERIS Corporation 401(k) Plan as of May 9, 2017.
  4. This option to purchase 13,600 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 13,600 STERIS Corporation common shares for $26.41 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.