Filing Details

Accession Number:
0001437749-17-008624
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-10 16:26:49
Reporting Period:
2017-05-08
Filing Date:
2017-05-10
Accepted Time:
2017-05-10 16:26:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005286 Landec Corp LNDC Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 943025618
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192863 T Gary Steele C/O Landec Corporation
3603 Haven Avenue
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-08 30,328 $5.63 95,030 No 4 M Indirect Held in Trust
Common Stock Disposition 2017-05-08 12,196 $14.00 82,834 No 4 F Indirect Held In Trust
Common Stock Acquisiton 2017-05-08 44,672 $5.63 127,506 No 4 M Indirect Held in Trust
Common Stock Disposition 2017-05-08 17,964 $14.00 109,542 No 4 F Indirect Held In Trust
Common Stock Disposition 2017-05-10 26,708 $14.00 82,834 No 4 S Indirect Held in Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Held in Trust
No 4 F Indirect Held In Trust
No 4 M Indirect Held in Trust
No 4 F Indirect Held In Trust
No 4 S Indirect Held in Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (Right to Buy) Disposition 2017-05-08 30,328 $5.63 30,328 $14.00
Common Stock Nonqualified Stock Options (Right to Buy) Disposition 2017-05-08 44,672 $5.63 44,672 $14.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
149,672 2010-06-26 2017-05-26 No 4 X Indirect
105,000 2010-06-26 2017-05-26 No 4 X Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.85 to $14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.