Filing Details

Accession Number:
0001638599-17-000429
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-09 20:13:55
Reporting Period:
2017-05-05
Filing Date:
2017-05-09
Accepted Time:
2017-05-09 20:13:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1620533 Shake Shack Inc. SHAK Retail-Eating & Drinking Places (5810) 471941186
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1633839 A David Swinghamer C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
1633976 Grat Swinghamer A. David 24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
1658473 Susan Swinghamer 2 Devereux Court
Rye NY 10580
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2017-05-05 25,000 $35.13 25,000 No 4 S Direct
Class A Common Stock Disposition 2017-05-05 20,000 $36.06 5,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 457,167 Direct
Class A Common Stock 30,000 Indirect By Trust
Class B Common Stock 20,000 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock COMMON MEMBERSHIP INTERESTS $0.00 457,167 457,167 Direct
Class A Common Stock COMMON MEMBERSHIP INTERESTS $0.00 20,000 20,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
457,167 457,167 Direct
20,000 20,000 Indirect
Footnotes
  1. Held directly by the David A. Swinghamer GRAT, of which Susan Swinghamer, the reporting person's wife, is the trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.
  2. This transaction was executed in multiple trades at prices ranging from $35.00 to $35.50 The price reported above reflects the weighted average sale price.
  3. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.
  5. This transaction was executed in multiple trades at prices ranging from $36.00 to $36.15. The price reported above reflects the weighted average sale price.