Filing Details

Accession Number:
0001209191-17-030990
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-09 16:51:52
Reporting Period:
2017-05-05
Filing Date:
2017-05-09
Accepted Time:
2017-05-09 16:51:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1323885 Atricure Inc. ATRC Surgical & Medical Instruments & Apparatus (3841) 341940305
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1336090 D Michael Hooven 7778 Bennington Drive
Cincinnati OH 45241
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-05-05 10,000 $22.08 57,049 No 4 S Direct
Common Stock Acquisiton 2017-05-05 10,000 $9.50 67,049 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-05-05 10,000 $0.00 10,000 $9.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-06-20 2017-06-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 234,211 Indirect Michael D. Hooven 2004 Trust FBO Michael
Common Stock 234,211 Indirect Michael D. Hooven 2004 Trust FBO Susan
Common Stock 18,421 Indirect Susan Spies 2004 Children's Trust
Footnotes
  1. These shares were sold pursuant to a 10b5-1 trading plan.
  2. This transaction was executed in multiple trades at prices ranging from $22.00 to $22.32 per share. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. These shares were exercised pursuant to a 10b5-1 trading plan.
  4. Held by Michael D. Hooven 2004 Trust FBO Michael. Mr. Hooven disclaims beneficial ownership of these securities, except as to his pecuniary interest therein.
  5. Held by Michael D. Hooven 2004 Trust FBO Susan. Mr. Hooven disclaims beneficial ownership of these securities, except as to his pecuniary interest therein.
  6. Held by Susan Spies 2004 Children's Trust. These shares are held in trust for the benefit of the Reporting Person's son. Reporting Person is the trustee of that trust. Mr. Hooven disclaims beneficial ownership of these securities, except as to his pecuniary interest therein.
  7. These options were granted on June 20, 2007 and are exercisable cumulatively at a rate of 33% per annum beginning one year from date of grant.