Filing Details

Accession Number:
0001246360-17-001773
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-08 17:35:11
Reporting Period:
2017-05-05
Filing Date:
2017-05-08
Accepted Time:
2017-05-08 17:35:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204912 D Keith Nosbusch 1201 South Second Street
Milwaukee WI 53204
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-05 10,000 $74.14 411,286 No 4 M Direct
Common Stock Disposition 2017-05-05 10,000 $156.00 401,286 No 4 S Direct
Common Stock Disposition 2017-05-05 89 $156.39 0 No 4 I Indirect By Savings Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 I Indirect By Savings Plan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-05-05 10,000 $0.00 10,000 $74.14
Common Stock Common Stock Share Equivalents Disposition 2017-05-05 370 $0.00 370 $156.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
90,500 2012-12-01 2021-12-01 No 4 M Direct
0 No 4 I Indirect
Footnotes
  1. Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries.
  2. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 5/5/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
  3. Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 5/5/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
  4. The share equivalents are payable in cash upon retirement or after termination of employment.