Filing Details
- Accession Number:
- 0001551182-17-000135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-08 12:58:55
- Reporting Period:
- 2017-05-04
- Filing Date:
- 2017-05-08
- Accepted Time:
- 2017-05-08 12:58:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1551182 | Eaton Corp Plc | ETN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1479938 | Uday Yadav | 1000 Eaton Boulevard Cleveland OH 44122 | See Remarks Below. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2017-05-04 | 3,034 | $76.08 | 22,601 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2017-05-04 | 2,405 | $41.57 | 25,006 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2017-05-04 | 1,315 | $75.97 | 23,691 | No | 4 | F | Direct | |
| Ordinary Shares | Acquisiton | 2017-05-04 | 4,860 | $53.71 | 28,551 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2017-05-04 | 3,431 | $76.06 | 25,120 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option | Disposition | 2017-05-04 | 2,405 | $41.57 | 2,405 | $41.57 |
| Ordinary Shares | Stock Option | Disposition | 2017-05-04 | 4,860 | $53.71 | 4,860 | $53.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-26 | No | 4 | M | Direct | |
| 2,140 | 2021-02-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 5,664 | Indirect | by trustee of ESP |
Footnotes
- Price reported constitutes the average price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- These ordinary shares are held in the Eaton Savings Plan.
- These options were granted on February 26, 2008, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.
- These options were granted on February 22, 2011, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.
Billionaire Hedge Funds
