Filing Details

Accession Number:
0001209191-17-030307
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-05 16:16:02
Reporting Period:
2017-05-03
Filing Date:
2017-05-05
Accepted Time:
2017-05-05 16:16:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411488 Blackhawk Network Holdings Inc HAWK Finance Services (6199) 432099257
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1641099 E Kirsten Richesson 6220 Stoneridge Mall Road
Pleasanton CA 94588
General Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-03 1,500 $21.03 26,136 No 4 M Direct
Common Stock Acquisiton 2017-05-03 8,750 $20.00 34,886 No 4 M Direct
Common Stock Acquisiton 2017-05-03 5,225 $26.73 40,111 No 4 M Direct
Common Stock Disposition 2017-05-03 15,475 $41.00 24,636 No 4 S Direct
Common Stock Acquisiton 2017-05-03 6,000 $18.49 30,636 No 4 M Direct
Common Stock Disposition 2017-05-03 2,663 $41.00 27,973 No 4 F Direct
Common Stock Disposition 2017-05-03 3,337 $41.00 24,636 No 4 S Direct
Common Stock Disposition 2017-05-03 2,967 $41.00 21,669 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-05-03 1,500 $0.00 1,500 $21.03
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-05-03 8,750 $0.00 8,750 $20.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-05-03 5,225 $0.00 5,225 $26.73
Common Stock Stock Appreciation Rights Disposition 2017-05-03 6,000 $0.00 6,000 $18.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-10-18 No 4 M Direct
0 2020-03-26 No 4 M Direct
2,612 2021-03-12 No 4 M Direct
0 2019-05-14 No 4 M Direct
Footnotes
  1. The shares vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the option vest on each of the first, second, third, fourth and fifth anniversary of October 18, 2011, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
  2. The shares vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of March 26, 2013, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
  3. The shares vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the option vest on each of the first, second, third, and fourth anniversary of March 12, 2014, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
  4. The stock appreciation rights (SAR) vest pursuant to the following schedule: Twenty Percent (20%) of the shares subject to the SAR vest on each of the first, second, third, fourth and fifth anniversary of March 14, 2012, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.