Filing Details

Accession Number:
0000091142-17-000057
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-05 12:59:52
Reporting Period:
2017-05-04
Filing Date:
2017-05-05
Accepted Time:
2017-05-05 12:59:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566416 J. Kevin Wheeler A. O. Smith Corporation
500 Tennessee Waltz Parkway
Ashland City TN 37015
Senor Vp & President And Gm No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-04 5,600 $6.98 22,348 No 4 M Direct
Common Stock Acquisiton 2017-05-04 8,000 $10.78 30,348 No 4 M Direct
Common Stock Disposition 2017-05-04 13,600 $54.39 16,748 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2017-05-04 5,600 $0.00 5,600 $6.98
Common Stcok Employee Stock Options (Right to Buy) Disposition 2017-05-04 8,000 $0.00 8,000 $10.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
113,995 2020-02-08 No 4 M Direct
105,995 2021-02-07 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 02/08/2010 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2011.
  2. The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2012.