Filing Details

Accession Number:
0001615774-17-002069
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-04 20:05:34
Reporting Period:
2017-05-02
Filing Date:
2017-05-04
Accepted Time:
2017-05-04 20:05:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1621832 Aqua Metals Inc. AQMS Secondary Smelting & Refining Of Nonferrous Metals (3341) 471169572
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1675946 Interstate Batteries, Inc. 12770 Merit Drive
Suite 1000
Dallas TX 75251
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-05-02 42,500 $16.79 599,437 No 4 S Indirect By subsidiary
Common Stock Disposition 2017-05-03 48,327 $17.09 551,110 No 4 S Indirect By subsidiary
Common Stock Disposition 2017-05-04 4,500 $17.62 546,610 No 4 S Indirect By subsidiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By subsidiary
No 4 S Indirect By subsidiary
No 4 S Indirect By subsidiary
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.74 to $16.83 inclusive.
  3. These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.
  4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.97 to $17.30 inclusive.
  5. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.61 to $17.62 inclusive.