Filing Details
- Accession Number:
- 0001140361-17-018475
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-04 17:01:27
- Reporting Period:
- 2017-05-03
- Filing Date:
- 2017-05-04
- Accepted Time:
- 2017-05-04 17:01:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1692427 | Ncs Multistage Holdings Inc. | NCSM | Oil & Gas Field Services, Nec (1389) | 461527455 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1699918 | Marty Stromquist | C/O Ncs Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston TX 70070 | President | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-03 | 25,000 | $0.00 | 25,000 | No | 4 | A | Indirect | See Footnote |
| Common Stock | Disposition | 2017-05-03 | 25,000 | $15.94 | 0 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Exchangeable Shares | Disposition | 2017-05-03 | 8,333 | $0.00 | 25,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 294,875 | No | 4 | D | Indirect |
Footnotes
- Represents exchangeable shares in NCS Multistage Inc., a wholly owned indirect subsidiary of the Issuer, that were exchanged for shares of common stock of the Issuer in connection with the Issuer's initial public offering. Each exchangeable share is convertible into three shares of common stock of the Issuer, subject to adjustment. The exchangeable shares are currently exercisable and have no expiration date.
- The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist.
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