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Filing Details

Accession Number:: 0000930413-17-001996
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-05-04 16:32:49
Reporting Period:: 2017-02-10

Filing Date:: 2017-05-04
Accepted Time:: 2017-05-04 16:32:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
773840	Honeywell International Inc	HON	Motor Vehicle Parts & Accessories (3714)	222640650

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1136538	M David Cote	115 Tabor Road Morris Plains NJ 07950		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-02-10	95,453	$0.00	0	No	5	G	Indirect	Held in a grantor retained annuity trust
Common Stock	Acquisiton	2017-02-10	95,453	$0.00	95,453	No	5	G	Indirect	See footnote
Common Stock	Acquisiton	2017-05-02	283,975	$28.19	379,428	No	4	M	Indirect	See footnote
Common Stock	Disposition	2017-05-02	174,561	$131.14	204,867	No	4	F	Indirect	See footnote
Common Stock	Acquisiton	2017-05-02	955,437	$39.95	1,032,239	No	4	M	Indirect	See footnote
Common Stock	Disposition	2017-05-02	629,362	$131.14	402,877	No	4	F	Indirect	See footnote
Common Stock	Acquisiton	2017-05-03	653,720	$58.15	971,215	No	4	M	Direct
Common Stock	Acquisiton	2017-05-03	671,462	$28.19	1,642,677	No	4	M	Direct
Common Stock	Disposition	2017-05-03	898,796	$130.74	743,881	No	4	S	Direct
Common Stock	Disposition	2017-05-03	70,854	$131.27	673,027	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	Held in a grantor retained annuity trust
No	5	G	Indirect	See footnote
No	4	M	Indirect	See footnote
No	4	F	Indirect	See footnote
No	4	M	Indirect	See footnote
No	4	F	Indirect	See footnote
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2017-05-02	283,975	$0.00	283,975	$28.19
Common Stock	Stock Option (right to buy)	Disposition	2017-05-02	955,437	$0.00	955,437	$39.95
Common Stock	Stock Option (right to buy)	Disposition	2017-05-03	653,720	$0.00	653,720	$58.15
Common Stock	Stock Option (right to buy)	Disposition	2017-05-03	671,462	$0.00	671,462	$28.19

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2019-02-23	No	4	M	Indirect
2020-02-25	No	4	M	Indirect
2018-02-25	No	4	M	Direct
2019-02-23	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	24,913	Indirect	Held in 401(k) plan

Footnotes

Reflects a transfer from a terminating grantor retained annuity trust to a trust for the benefit of certain of Mr. Cote's family members.
Held by a trust for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as an investment advisor. Mr. Cote disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Represents an exercise of employee stock options pursuant to the net settlement provision of the stock option, with shares of common stock withheld for the payment of exercise price and taxes. Following the exercise, Mr. Cote and his trusts remain in compliance with the ownership thresholds under the Stock Ownership Guidelines of the Company and are required under the Guidelines to hold the net gain shares (net of shares withheld to cover the exercise price and taxes) for at least one year.
Held directly or indirectly by trusts for the benefit of certain of Mr. Cote's family members for which Mr. Cote serves as the investment advisor.
Reflects an annuity payment from a grantor retained annuity trust, which was exempt from reporting pursuant to Rule 16a-13.
The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.13 to $131.12, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.13 to $131.50, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
All options have been adjusted to increase the number of shares and reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.
The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/24/2010.
The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/26/2011.
The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/26/2009.