Filing Details

Accession Number:
0001437749-17-007891
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-05-03 20:38:05
Reporting Period:
2013-11-08
Filing Date:
2017-05-03
Accepted Time:
2017-05-03 20:38:05
Original Submission Date:
2013-11-12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120914 Pdf Solutions Inc PDFS Services-Computer Programming Services (7371) 251701361
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1227568 C Gregory Walker 333 W. San Carlos St.
Suite 1000
San Jose CA 95110
Cfo, Vp Finance No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-08 3,750 $6.09 15,598 No 4 M Direct
Common Stock Disposition 2013-11-08 4,292 $22.80 11,306 No 4 S Direct
Common Stock Disposition 2015-11-01 454 $10.56 21,152 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Acquisiton 2013-11-08 3,750 $0.00 3,750 $6.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
172,500 2013-11-08 2022-11-07 No 4 M Direct
Footnotes
  1. Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $22.777 to $22.83.
  2. The purpose of this amendment is to correct the arithmetical error to increase the total amount by 3750 shares, which were inadvertently subtracted from the total amount on Form 4 filed on 11/12/2013 and all following filings through this Form.
  3. This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.
  4. The purpose of this amendment is to correct the arithmetical error in the total amount including 474 shares of common stock purchased under the Employee's Stock Purchase Plan on Form 4 filed on 11/1/2015 and all following filings through this Form.