Filing Details

Accession Number:
0000891839-17-000061
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-03 16:46:43
Reporting Period:
2017-05-01
Filing Date:
2017-05-03
Accepted Time:
2017-05-03 16:46:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
716314 Graham Corp GHM General Industrial Machinery & Equipment (3560) 161194720
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249710 R James Lines C/O Graham Corporation
20 Florence Avenue
Batavia NY 14020
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-05-01 3,000 $21.98 96,200 No 4 S Direct
Common Stock Disposition 2017-05-02 3,000 $21.94 93,200 No 4 S Direct
Common Stock Disposition 2017-05-03 3,000 $21.59 90,200 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $30.88 2012-05-29 2018-05-29 2,532 2,532 Direct
Common Stock Stock Option (Right to Buy) $15.22 2012-05-28 2019-05-28 1,974 1,974 Direct
Common Stock Stock Option (Right to Buy) $15.25 2013-05-20 2020-05-20 3,092 3,092 Direct
Common Stock Stock Option (Right to Buy) $18.65 2015-05-30 2022-05-30 10,894 10,894 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-05-29 2,532 2,532 Direct
2019-05-28 1,974 1,974 Direct
2020-05-20 3,092 3,092 Direct
2022-05-30 10,894 10,894 Direct
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Lines in March 2017.
  2. This option was previously reported by Mr. Lines.