Filing Details
- Accession Number:
- 0001209191-17-029533
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-05-03 11:52:35
- Reporting Period:
- 2017-05-03
- Filing Date:
- 2017-05-03
- Accepted Time:
- 2017-05-03 11:52:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 876378 | Transenterix Inc. | TRXC | Surgical & Medical Instruments & Apparatus (3841) | 112962080 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1246530 | P Joseph Slattery | C/O Transenterix, Inc. 635 Davis Drive, Suite 300 Morrisville NC 27560 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-03 | 200,000 | $0.00 | 444,365 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Warrants | Acquisiton | 2017-05-03 | 200,000 | $0.00 | 200,000 | $1.00 |
| Common Stock | Series B Warrants | Acquisiton | 2017-05-03 | 150,000 | $0.00 | 150,000 | $1.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 200,000 | 2017-05-03 | 2018-05-03 | No | 4 | P | Direct |
| 150,000 | 2017-05-03 | 2022-05-03 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 25,000 | Indirect | By IRA |
Footnotes
- Purchase of units ("Units"), each Unit consisting of one share of the Company's common stock, par value $0.001 per share ("Common Stock"), one Series A warrant to purchase one share of Common Stock, and a Series B warrant to purchase 0.75 shares of Common Stock for a purchase price of $1.00 per Unit.
- The expiration date of the Series A warrant may be accelerated, as set forth in the warrant.
Billionaire Hedge Funds
