Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0000899243-17-011514)

Filing Details

Accession Number:: 0000899243-17-011514
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-05-02 20:54:46
Reporting Period:: 2017-04-28

Filing Date:: 2017-05-02
Accepted Time:: 2017-05-02 20:54:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
906780	Empire Resorts Inc	NYNY	Retail-Eating & Drinking Places (5810)	133714474

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1507667	Laurette Pitts	C/O Monticello Casino And Raceway Route 17B, P.o. Box 5013 Monticello NY 12701	Evp And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share	Disposition	2017-04-28	215	$25.00	10,785	No	4	S	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2017-05-01	1,000	$0.00	11,785	No	4	A	Direct
Common Stock, $0.01 Par Value Per Share	Disposition	2017-05-01	568	$25.00	11,217	No	4	S	Direct
Common Stock, $0.01 Par Value Per Share	Disposition	2017-05-02	217	$25.00	11,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective as of December 13, 2016.
Ms. Pitts was granted 1,000 restricted stock units ("RSUs") under the Empire Resorts, Inc. 2015 Equity Incentive Plan, which RSUs vest annually in three equal installments, with the first installment vesting on May 1, 2018.