Filing Details

Accession Number:
0001019056-17-000408
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-02 18:43:00
Reporting Period:
2017-04-28
Filing Date:
2017-05-02
Accepted Time:
2017-05-02 18:43:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1217234 Caredx Inc. CDNA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070170 Neil Gagnon 1370 Avenue Of The Americas
24Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-28 15,116 $0.89 873,928 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 140,364 Indirect By Limited Partner of the Family Partnership
Common Stock 31,926 Indirect By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
Common Stock 93,852 Indirect By Managing Member as General Partner of Darwin Partnership
Common Stock 952,464 Indirect By Managing Member as General Partner of Gagnon Investment Associates