Filing Details

Accession Number:
0001246360-17-001698
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-02 16:21:12
Reporting Period:
2017-04-28
Filing Date:
2017-05-02
Accepted Time:
2017-05-02 16:21:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1302350 Jmp Group Llc JMP Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409325 H Glenn Tongue 6 Deer Haven Court
East Hampton NY 11937
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-04-28 9,240 $5.79 23,262 No 4 P Indirect By Deerhaven Fund, LP
Common Shares Acquisiton 2017-05-01 10,000 $5.74 33,262 No 4 P Indirect By Deerhaven Fund, LP
Common Shares Acquisiton 2017-05-02 1,624 $5.65 34,886 No 4 P Indirect By Deerhaven Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Deerhaven Fund, LP
No 4 P Indirect By Deerhaven Fund, LP
No 4 P Indirect By Deerhaven Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 142,411 Direct