Filing Details

Accession Number:
0000820318-17-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-28 18:26:06
Reporting Period:
2017-04-28
Filing Date:
2017-04-28
Accepted Time:
2017-04-28 18:26:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1225165 F Wendy Dicicco C/O Ii-Vi Incorporated
375 Saxonburg Blvd.
Saxonburg PA 16056
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-28 2,500 $15.42 33,046 No 4 M Direct
Common Stock Disposition 2017-04-28 2,500 $33.19 30,546 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2017-04-28 2,500 $0.00 2,500 $15.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,500 2018-02-09 No 4 M Direct
Footnotes
  1. The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2017.
  2. Represents the weighted average of multiple sale transactions ranging in price from $32.8500 to $33.5000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  3. The grant of these options previously was reported as covering 10,000 shares at an exercise price of $30.83 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
  4. These options vested in five equal annual installments beginning on February 9, 2009.