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Filing Details

Accession Number:: 0000899243-17-011226
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-04-28 18:01:36
Reporting Period:: 2015-07-23

Filing Date:: 2017-04-28
Accepted Time:: 2017-04-28 18:01:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1570318	Clearbridge American Energy Mlp Fund Inc.	CBA	()	TX

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
5108	American General Life Insurance Co	2727-A Allen Parkway Houston TX 77019	No	No	No	Yes
5272	American International Group Inc	175 Water Street New York NY 10038	No	No	No	Yes
1310558	United States Life Insurance Co In The City Of New York	175 Water Street New York NY 10038	No	No	No	Yes
1704966	Lexington Insurance Co	99 High St, Floor 23 Boston MA 02110-2378	No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series A Mandatory Redeemable Preferred Stock	Acquisiton	2015-07-23	100	$100,000.00	100	No	4	P	Indirect	Held through subsidiaries
Series A Mandatory Redeemable Preferred Stock	Disposition	2016-02-05	29	$102,000.00	71	No	4	J	Indirect	Held through subsidiaries
Series A Mandatory Redeemable Preferred Stock	Disposition	2016-02-11	41	$102,000.00	30	No	4	J	Indirect	Held through subsidiaries
Series B Mandatory Redeemable Preferred Stock	Acquisiton	2015-07-23	400	$100,000.00	400	No	4	P	Indirect	Held through subsidiaries
Series B Mandatory Redeemable Preferred Stock	Disposition	2015-12-22	160	$102,000.00	240	No	4	J	Indirect	Held through subsidiaries
Series B Mandatory Redeemable Preferred Stock	Disposition	2016-02-05	71	$102,000.00	169	No	4	J	Indirect	Held through subsidiaries
Series B Mandatory Redeemable Preferred Stock	Disposition	2016-02-11	99	$102,000.00	70	No	4	J	Indirect	Held through subsidiaries
4.51% Series C Senior Secured Notes Due October 15, 2023	Disposition	2015-12-18	4,941,176	$5,040,000.00	0	No	4	J	Indirect	Held through subsidiaries
4.51% Series C Senior Secured Notes Due October 15, 2023	Disposition	2016-02-04	3,813,299	$3,889,565.23	0	No	4	J	Indirect	Held through subsidiaries
4.51% Series C Senior Secured Notes Due October 15, 2023	Disposition	2016-02-11	3,159,591	$3,222,782.62	0	No	4	J	Indirect	Held through subsidiaries
4.51% Series C Senior Secured Notes Due October 15, 2023	Disposition	2016-02-12	1,198,465	$1,222,434.79	0	No	4	J	Indirect	Held through subsidiaries
4.66% Series D Senior Secured Notes Due October 15, 2025	Disposition	2015-12-18	6,400,000	$6,528,000.00	0	No	4	J	Indirect	Held through subsidiaries
4.66% Series D Senior Secured Notes Due October 15, 2025	Disposition	2016-02-04	5,113,043	$5,215,304.35	0	No	4	J	Indirect	Held through subsidiaries
4.66% Series D Senior Secured Notes Due October 15, 2025	Disposition	2016-02-11	4,236,522	$4,321,252.16	0	No	4	J	Indirect	Held through subsidiaries
4.66% Series D Senior Secured Notes Due October 15, 2025	Disposition	2016-02-12	1,606,957	$1,639,095.65	0	No	4	J	Indirect	Held through subsidiaries

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held through subsidiaries
No	4	J	Indirect	Held through subsidiaries
No	4	J	Indirect	Held through subsidiaries
No	4	P	Indirect	Held through subsidiaries
No	4	J	Indirect	Held through subsidiaries
No	4	J	Indirect	Held through subsidiaries
No	4	J	Indirect	Held through subsidiaries
No	4	J	Indirect	Held through subsidiaries
No	4	J	Indirect	Held through subsidiaries
No	4	J	Indirect	Held through subsidiaries
No	4	J	Indirect	Held through subsidiaries
No	4	J	Indirect	Held through subsidiaries
No	4	J	Indirect	Held through subsidiaries
No	4	J	Indirect	Held through subsidiaries
No	4	J	Indirect	Held through subsidiaries

Footnotes

After giving effect to the acquisition on July 23, 2015, Lexington Insurance Company ("Lexington") and The United States Life Insurance Company in The City of New York ("USLIC"), each an indirect wholly owned subsidiary of American International Group, Inc. ("AIG"), and The United Guaranty Mortgage Indemnity Company ("UGMIC"), a former indirect wholly owned subsidiary of AIG, directly held 32 shares, 67 shares and 1 share, respectively, of the Series A Mandatory Redeemable Preferred Stock (the "Series A MRPS"). AIG is an indirect beneficial owner of the Series A MRPS.
The reported disposition was pursuant to a mandatory redemption by the issuer at a price equal to 102.0% of the face value of the redeemed securities.
After giving effect to the redemption on February 5, 2016, Lexington, USLIC and UGMIC directly held 23 shares, 47 shares and 1 share, respectively, of the Series A MRPS. AIG is an indirect beneficial owner of the Series A MRPS.
After giving effect to the redemption on February 11, 2016, Lexington, USLIC and UGMIC directly hold 10 shares, 20 shares and 0 shares, respectively, of the Series A MRPS. AIG is an indirect beneficial owner of the Series A MRPS.
After giving effect to the acquisition on July 23, 2015, American General Life Insurance Company ("AGLIC"), Lexington and UGMIC directly held 266 shares, 130 shares and 4 shares, respectively, of the Series B Mandatory Redeemable Preferred Stock (the "Series B MRPS"). AIG is an indirect beneficial owner of the Series B MRPS.
After giving effect to the redemption on December 22, 2015, AGLIC, Lexington and UGMIC directly held 160 shares, 78 shares and 2 shares, respectively, of the Series B MRPS. AIG is an indirect beneficial owner of the Series B MRPS.
After giving effect to the redemption on February 5, 2016, AGLIC, Lexington and UGMIC directly held 113 shares, 55 shares and 1 share, respectively, of the Series B MRPS. AIG is an indirect beneficial owner of the Series B MRPS.
After giving effect to the redemption on February 11, 2016, AGLIC, Lexington and UGMIC directly hold 47 shares, 23 shares and 0 shares, respectively, of the Series B MRPS. AIG is an indirect beneficial owner of the Series B MRPS.
After giving effect to the redemption on December 18, 2015, AGLIC, Commerce and Industry Insurance Company ("CIIC"), an indirect wholly owned subsidiary of AIG, and United Guaranty Residential Insurance Company ("UGRIC"), a former indirect wholly owned subsidiary of AIG, directly held $16,476,176.47 principal amount, $7,956,176.47 principal amount and $626,470.59 principal amount, respectively, of the 4.51% Series C Senior Secured Notes due October 15, 2023 (the "Series C Notes"). AIG is an indirect beneficial owner of the Series C Notes.
After giving effect to the redemption on February 4, 2016, AGLIC, CIIC and UGRIC directly held $13,968,932.22 principal amount, $6,745,453.96 principal amount and $531,138.11 principal amount, respectively, of the Series C Notes. AIG is an indirect beneficial owner of the Series C Notes.
After giving effect to the redemption on February 11, 2016, AGLIC, CIIC and UGRIC directly held $11,891,501.27 principal amount, $5,742,283.88 principal amount and $452,148.34 principal amount, respectively, of the Series C Notes. AIG is an indirect beneficial owner of the Series C Notes.
After giving effect to the redemption on February 12, 2016, AGLIC, CIIC and UGRIC directly held $11,103,510.22 principal amount, $5,361,771.09 principal amount and $422,186.70 principal amount, respectively, of the Series C Notes. On July 11, 2016, as part of an exchange of securities baskets, UGRIC transferred $422,186.70 principal amount of the Series C Notes to Lexington. On January 24, 2017, as part of a transfer of a portfolio of securities, Lexington transferred $422,186.70 principal amount of the Series C Notes to AGLIC. AIG is an indirect beneficial owner of the Series C Notes.
After giving effect to the redemption on December 18, 2015, AGLIC, American Home Assurance Company ("AHAC"), USLIC and The Variable Annuity Life Insurance Company ("VALIC"), each an indirect wholly owned subsidiary of AIG, and UGRIC directly held $4,452,000.00 principal amount, $10,668,000.00 principal amount, $3,360,000.00 principal amount, $14,280,000.00 principal amount and $840,000.00 principal amount, respectively, of the 4.66% Series D Senior Secured Notes due October 15, 2025 (the "Series D Notes"). AIG is an indirect beneficial owner of the Series D Notes.
After giving effect to the redemption on February 4, 2016, AGLIC, AHAC, USLIC, VALIC and UGRIC directly held $3,774,521.74 principal amount, $9,044,608.70 principal amount, $2,848,695.65 principal amount, $12,106,956.52 principal amount and $712,173.91 principal amount, respectively, of the Series D Notes. AIG is an indirect beneficial owner of the Series D Notes.
After giving effect to the redemption on February 11, 2016, AGLIC, AHAC, USLIC, VALIC and UGRIC directly held $3,213,182.61 principal amount, $7,699,513.05 principal amount, $2,425,043.48 principal amount, $10,306,434.78 principal amount and $606,260.87 principal amount, respectively, of the Series D Notes. AIG is an indirect beneficial owner of the Series D Notes.
After giving effect to the redemption on February 12, 2016, AGLIC, AHAC, USLIC, VALIC and UGRIC directly hold $3,000,260.87 principal amount, $7,189,304.35 principal amount, $2,264,347.83 principal amount, $9,623,478.26 principal amount and $566,086.96 principal amount, respectively, of the Series D Notes. On July 11, 2016, as part of an exchange of securities baskets, UGRIC transferred $566,086.96 principal amount of the Series D Notes to VALIC.