Filing Details

Accession Number:
0000891839-17-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-28 16:21:26
Reporting Period:
2017-04-26
Filing Date:
2017-04-28
Accepted Time:
2017-04-28 16:21:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1085765 George Karfunkel C/O Eastman Kodak Company
343 State Street
Rochester NY 14650
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2017-04-26 835,706 $10.75 2,203,376 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $.01 Restricted Stock Units $0.00 9,804 9,804 Direct
Common Stock, Par Value $.01 125% Warrants to purchase Common Stock, par value $.01 $14.93 2013-09-03 2018-09-03 31,451 31,451 Direct
Common Stock, Par Value $.01 135% Warrants to purchase Common Stock, par value $.01 $16.12 2013-09-03 2018-09-03 31,451 31,451 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
9,804 9,804 Direct
2018-09-03 31,451 31,451 Direct
2018-09-03 31,451 31,451 Direct
Footnotes
  1. These restricted stock units, which convert into common stock on a one-for-one basis, vest on 1/9/2018, subject to continuous service as a member of the board of directors.
  2. Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.