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Filing Details

Accession Number:
0001072613-17-000266
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-26 16:19:13
Reporting Period:
2017-04-24
Filing Date:
2017-04-26
Accepted Time:
2017-04-26 16:19:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
913662 Aberdeen Emerging Markets Smaller Co Opportunities Fund Inc. ABE (0) 133739905
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018138 Plc Group Investment London Of City 77 Gracechurch Street
London England
London X0 EC3V0AS
No No Yes No
1034546 City Of London Investment Management Co Ltd 77 Gracechurch Street
London England
London X0 EC3V0AS
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Acquisiton 2017-04-24 67,276 $13.50 117,276 No 4 P Indirect As investment adviser to a private investment fund
Common Stock, Par Value $.01 Per Share Disposition 2017-04-24 67,276 $13.50 1,895,603 No 4 S Indirect As investment adviser to unaffiliated third-party segregated accounts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect As investment adviser to a private investment fund
No 4 S Indirect As investment adviser to unaffiliated third-party segregated accounts
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share 291,479 Indirect As investment adviser to a private investment fund
Common Stock, Par Value $.01 Per Share 149,487 Indirect As investment adviser to a private investment fund
Common Stock, Par Value $.01 Per Share 284,179 Indirect As investment adviser to a private investment fund
Common Stock, Par Value $.01 Per Share 289,929 Indirect As investment adviser to a private investment fund
Common Stock, Par Value $.01 Per Share 221,327 Indirect As investment adviser to a private investment fund
Common Stock, Par Value $.01 Per Share 168,705 Indirect As investment adviser to a Dublin, Ireland-listed open-ended investment company
Common Stock, Par Value $.01 Per Share 201,705 Indirect As investment adviser to a private investment fund
Common Stock, Par Value $.01 Per Share 287,335 Indirect As investment adviser to a private investment fund
Common Stock, Par Value $.01 Per Share 73,865 Indirect As investment adviser to a private investment fund
Footnotes
  1. These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
  2. These securities are beneficially owned by Emerging Markets Free Fund.
  3. These securities are beneficially owned by Emerging Markets Global Fund.
  4. These securities are beneficially owned by Emerging Markets Investable Fund.
  5. These securities are beneficially owned by Global Emerging Markets Fund.
  6. These securities are beneficially owned by The Emerging World Fund.
  7. These securities are beneficially owned by Emerging Free Markets Country Fund.
  8. These securities are beneficially owned by Emerging Markets Country Fund.
  9. These securities are beneficially owned by Investable Emerging Markets Country Fund.
  10. These securities are beneficially owned by The EM Plus CEF Fund.
  11. These securities are beneficially owned by 14 unaffiliated third-party segregated accounts.
  12. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.
  13. As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 14 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.