Filing Details

Accession Number:
0001225208-17-008353
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-25 18:08:22
Reporting Period:
2017-04-21
Filing Date:
2017-04-25
Accepted Time:
2017-04-25 18:08:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1388430 Cai International Inc. CAP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1386676 Victor Garcia Steuart Tower
1 Market Plaza, Suite 900
San Francisco CA 94105
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-21 59,225 $15.00 86,125 No 4 M Direct
Common Stock Disposition 2017-04-21 59,225 $17.25 26,900 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-04-21 59,225 $0.00 59,225 $15.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-05-15 No 4 M Direct
Footnotes
  1. The option exercise and sale were effected pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Act of 1934.
  2. The option vests with respect to 25% of the shares on May 15, 2008, and additional 1/48th of the shares vest monthly thereafter.
  3. The economic benefit with respect to the remaining portion of this stock option was previously transferred to the reporting person's former spouse pursuant to a domestic relations order, consisting of the right to purchase 65,100 shares of common stock, which were inadvertantly included in the prior report on Form 4 filed by the reporting person on March 3, 2017. The reporting person disclaims beneficial ownership of such portion of this stock option.