Filing Details
- Accession Number:
- 0000914190-17-000129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-24 16:59:41
- Reporting Period:
- 2017-04-20
- Filing Date:
- 2017-04-24
- Accepted Time:
- 2017-04-24 16:59:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1552800 | Tile Shop Holdings Inc. | TTS | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 455538095 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1587824 | Chris Homeister | C/O Tile Shop Holdings, Inc. 14000 Carlson Parkway Plymouth MN 55441 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-04-20 | 1,092 | $20.75 | 60,058 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-04-21 | 5,000 | $20.87 | 55,058 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $28.94 | 2023-10-01 | 200,000 | 200,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $13.17 | 2021-02-13 | 50,000 | 50,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $8.73 | 2022-01-02 | 150,000 | 150,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $18.15 | 2026-04-20 | 31,250 | 31,250 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-10-01 | 200,000 | 200,000 | Direct |
| 2021-02-13 | 50,000 | 50,000 | Direct |
| 2022-01-02 | 150,000 | 150,000 | Direct |
| 2026-04-20 | 31,250 | 31,250 | Direct |
Footnotes
- The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
- Includes (i) 12,500 shares of restricted stock granted pursuant to the 2012 Omnibus Award Plan for which the Company's purchase option will lapse on October 1, 2017; and (ii) 13,000 shares of restricted stock granted pursuant to the 2012 Omnibus Award Plan for which the Company's purchase option will lapse in equal installments of 3,250 shares on each of April 20, 2018, April 20, 2019, April 20, 2020 and April 20, 2021.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.80 to $20.90 inclusive. The reporting person undertakes to provide Tile Shop Holdings, Inc., any security holder of Tile Shop Holdings, Inc.. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Options to purchase 50,000 shares vest on each of October 1, 2014, October 1, 2015, October 1, 2016 and October 1, 2017.
- Options to purchase 10,000 shares vest on each of February 13, 2015, February 13, 2016, February 13, 2017, February 13, 2018 and February 13, 2019.
- Options to purchase 30,000 shares vest on each of January 2, 2016, January 2, 2017, January 2, 2018, January 2, 2019 and January 2, 2020.
- Options to purchase 6,250 shares vest on each of April 20, 2017, April 20, 2018, April 20, 2019, April 20, 2020 and April 20, 2021.
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