Filing Details

Accession Number:
0000937556-17-000075
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-04-21 16:30:13
Reporting Period:
2017-04-19
Filing Date:
2017-04-21
Accepted Time:
2017-04-21 16:30:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
937556 Masimo Corp MASI Electromedical & Electrotherapeutic Apparatus (3845) 330368882
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403429 Steven Barker C/O Masimo Corporation
52 Discovery
Irvine CA 92618
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-04-19 10,000 $23.98 70,000 No 4 M Direct
Common Stock Disposition 2017-04-19 10,000 $95.00 60,000 No 4 S Direct
Common Stock Acquisiton 2017-04-20 3,249 $97.39 63,249 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2017-04-19 10,000 $95.00 10,000 $23.98
Common Stock Restricted Stock Units Disposition 2017-04-20 3,249 $97.39 3,249 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2010-01-01 2019-01-01 No 4 M Direct
0 2017-04-20 2026-04-20 No 4 M Direct
Footnotes
  1. The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of March 10, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
  2. This option was granted on January 11, 2009 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
  3. Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU.
  4. These RSUs were granted on April 20, 2016 and are exercisable as they vest. These RSUs vest on the earlier of the one-year anniversary of the date of grant or the date of the next annual meeting of stockholders.