Filing Details
- Accession Number:
- 0001140361-17-016409
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-04-21 16:22:01
- Reporting Period:
- 2017-04-20
- Filing Date:
- 2017-04-21
- Accepted Time:
- 2017-04-21 16:22:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1599891 | Sunshine Bancorp Inc. | SBCP | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1647281 | H. Kenneth Compton | 102 West Baker Street Plant City FL 33563 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-04-20 | 200 | $21.08 | 200 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2017-04-20 | 100 | $21.09 | 300 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2017-04-20 | 200 | $21.09 | 500 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2017-04-20 | 400 | $21.10 | 900 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2017-04-20 | 200 | $21.11 | 1,100 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2017-04-20 | 1,450 | $21.11 | 2,550 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,156 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $14.35 | 2017-10-27 | 2026-10-27 | 3,000 | 3,000 | Direct |
| Common Stock | Stock Options | $13.96 | 2015-10-29 | 2025-10-29 | 9,766 | 9,766 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-10-27 | 3,000 | 3,000 | Direct |
| 2025-10-29 | 9,766 | 9,766 | Direct |
Footnotes
- Includes shares of restricted stock which vest at a rate of 20% per year commencing on October 29, 2015.
- Stock options vest at a rate of 20% per year commencing on October 29, 2015.
- Stock options vest at a rate of 20% per year commencing on October 27, 2017.
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